B. Riley Financial Announces Notification of Delinquency with Nasdaq

March 22, 2024

https://www.prnewswire.com/news-releases/b-riley-financial-announces-notification-of-delinquency-with-nasdaq-302097394.html

LOS ANGELES, March 22, 2024 /PRNewswire/ — B. Riley Financial, Inc. (Nasdaq: RILY) (the “Company”) announced it received an expected delinquency notification letter from Nasdaq on March 18, 2024 which indicated that the Company was not in compliance with Nasdaq Listing Rule 5250(c)(1) as a result of the delayed filing of the Company’s Annual Report on Form 10-K for the year ended December 31, 2023 (“Annual Report”). The Nasdaq Listing Rule requires listed companies to timely file all required periodic financial reports with the Securities and Exchange Commission (the “SEC”). This notification has no immediate effect on the listing of the Company’s securities on Nasdaq.

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